Viking Structured Capital
General Disclaimers and Confidentiality
The information contained in this presentation is provided for informational and discussion purposes only and is not, and may not be relied on in any manner as, legal, tax or investment advice. It is not an offer to sell or a solicitation of an offer to purchase an interest or shares, as applicable, in any fund currently managed by Viking Global Investors LP (“Viking” or the “Firm”) or any fund it may launch in the future (each, a “Fund”). There is no guarantee that Viking will offer shares or interests of any Fund upon the terms described herein.
A private offering of an interest or shares, as applicable, in a Fund will only be made pursuant to a confidential offering memorandum (an “Offering Memorandum”), which will be furnished to qualified investors at their request for consideration in connection with such offering. Each Offering Memorandum will contain a more detailed description of the material terms of an investment in the applicable Fund, including discussions of certain specific risk factors, conflicts (or potential conflicts) of interest, tax considerations, fees, liquidity rights and other matters relevant to prospective investors. This presentation is not a part of or supplemental to such Offering Memorandum or other definitive documentation. An investment in a Fund will be suitable only for certain sophisticated investors who have no need for immediate liquidity in their investment and who understand and are prepared to bear the associated risks. Investment losses may occur; investors could lose some or all of their investment. Nothing herein is intended to imply that an investment in a Fund may be considered “conservative,” “safe” or “risk-free”. No regulatory authority has endorsed these materials or passed upon the merits of an investment in a Fund. The Funds will not register as investment companies under the U.S. Investment Company Act of 1940.
This presentation contains confidential information and should not be disclosed to any person other than the original recipient. It is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use is contrary to local law. Any unauthorized copying, disclosure or distribution of these materials is strictly prohibited.
This video recording contains truncated excerpts of an informational session regarding Viking’s credit and structured capital initiative held on September 29, 2022. It is intended to describe, in a general manner, certain practices and organizational dynamics of Viking. It is not intended to be complete and omits certain material information about the Funds, including important disclosures and risk factors associated with investments therein. There is no guarantee that Viking will operate the Funds in the manner or on the terms described herein. No representation or warranty is made, whether express or implied, by the Funds or by Viking or any of its partners, employees, members, or agents as to the accuracy or completeness of the information provided herein. These materials do not confer any rights on the recipients thereof or impose any obligations on Viking. You should not rely on the information contained herein in connection with any investment decision. The actual investment portfolios of the Funds may differ materially from the types of investments provided in this presentation. These materials have been prepared by Viking based on information available to it, and frequently reflect unaudited and internally prepared estimates that are subject to change. Information has been obtained from published and non-published sources. Information throughout this presentation provided by sources other than Viking has not been independently verified and Viking does not assume responsibility for the accuracy of such information. Except where otherwise indicated herein, the information provided herein is based on matters as they exist as of the date of preparation and not as of any future date, and will not be updated or otherwise revised.
In furnishing these materials, Viking does not undertake to update any of the information contained herein or to correct any inaccuracies or notify investors of a variance or breach of any of the policies described. The information contained herein is subject to change without notice.
Statements made that are not historical facts are based on current expectations, estimates, projections, opinion or beliefs of Viking as of the date indicated. Any opinions or beliefs expressed are those of the individual expressing them, except where expressly indicated as being the views of Viking or its affiliates. Viking does not endorse the opinions or beliefs of, or make any warranty as to the accuracy of facts or other information contributed by, any third party. Any opinions or beliefs expressed are subject to change without notice. Viking has no duty to update such opinions or beliefs.
Forward-looking information contained in this presentation, including all statements of opinion and/or belief, is based on a variety of estimates, assumptions, projections and predictions by Viking, one or more other third parties, and/or their respective representatives (as applicable). These estimates and assumptions are inherently uncertain and are subject to numerous business, industry, market, regulatory, competitive and financial risks that are outside of the control of such parties. There can be no assurance that the assumptions made will prove accurate. Viking undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements.
Viking is registered as an investment adviser with the U.S. Securities and Exchange Commission (“SEC”). Registration with the SEC or with any state securities authority does not imply a certain level of skill or training. The information in these materials has not been approved or verified by the SEC or by any state securities authority.
PAST PERFORMANCE IS NOT INDICATIVE OF, OR A GUARANTEE OF, FUTURE PERFORMANCE AND ACTUAL EVENTS OR CONDITIONS MAY NOT BE CONSISTENT WITH, AND MAY DIFFER MATERIALLY FROM, HISTORICAL OR FORECASTED EVENTS OR CONDITIONS. AN INVESTMENT IN A FUND INVOLVES SUBSTANTIAL RISKS. BEFORE MAKING A DECISION TO INVEST IN A FUND, PROSPECTIVE INVESTORS SHOULD CAREFULLY REVIEW THE FUND’S OFFERING MEMORANDUM, INCLUDING THE DESCRIPTION OF THE RISKS, FEES, EXPENSES, LIQUIDITY RESTRICTIONS AND OTHER TERMS OF INVESTING IN THE FUND.